Navigating Legal & Compliance Risks: A Guide for Corporate Leaders
November 14, 2024
Join us for an informative webinar and explore strategic insights into the complex interplay of law, corporate governance, and financial compliance in our second session of this fall’s Forensics Institute.
Co-hosted with SECIL Law PLLC, a leading DC-based securities and white-collar boutique law firm, our distinguished panel of legal and accounting professionals will share insights on the latest developments in non-compete agreements, discuss other aspects of employment agreements, including the SEC’s views on confidentiality provisions, address current SEC and U.S. Department of Justice (DOJ) enforcement and investigation trends, and best practices and procedural expectations during government investigations.
Upon registration, attendees can submit topics for the panel to discuss to help stay ahead of regulatory changes, enhance your organization's compliance posture, and help mitigate risks in today’s dynamic legal and financial environment.
Learning Objectives
Upon completion of this program, participants will be able to:
- Recognize recent regulatory shifts in non-competes and how the courts are reacting to the Federal Trade Commission’s proposed rulemaking in this area.
- Discuss employment agreements.
- Identify current SEC and DOJ enforcement and investigation trends.
- Describe best practices and procedural expectations during government investigations.
CPE Information
1.00 CPE Credit (pending approval)
Up to 1 CPE credit (pending approval) in the Business Law field of study.
Fields of StudyWho's This For
C-suite executives, CFOs, CCOs, CLOs, general counsel, and board members.
Prerequisites
None
Delivery Method
Group internet-based. Each attendee must be logged in and answer the poll questions in order to receive CPE credit.
Refund Policy
There is no fee associated with this event.
Program Level
Overview
Recommended Field of Study
Business Law.
Advanced Preparation
None
If you have concerns or would like information regarding program cancellation policies or CPE credit, contact us at cpecompliance@us.forvismazars.com.
Forvis Mazars, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Presenters
Erik Lioy, Nigel Layton, Laura Heltebran, Lionel Andre, Cory Kirchert