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SEC Updates N-PORT & N-CEN Reports for Funds

Get insights on how a new SEC final rule affects reporting of fund portfolio holdings.

On August 28, 2024, the SEC voted 3-2 to issue a final rule requiring monthly reporting of fund portfolio holdings by registered open-end funds, registered closed-end funds, and exchange-traded funds organized as a unit investment trust. Open-end funds also would be required to disclose details on service providers used for liquidity risk management. Download the PDF below for details on the final rule.

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If you have any questions or need assistance, please reach out to a professional at Forvis Mazars.

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